Cetera Financial Group's Parent Company Completes Board with Addition of Industry Leading Executives
Cetera Financial Group announced that its parent holding company - Aretec - has completed the formation of its Board of Directors with the addition of three veteran executives as directors, for a total of seven experienced and widely-respected members of the new Board with a diverse range of backgrounds and expertise.
Cetera Financial Group Completes Transformation into Independent, Privately Held Organization Singularly Focused on Supporting Financial Advisors and Financial Institutions
Cetera Financial Group today announced that it has completed its strategic transformation process to become an independent, privately held, well-positioned organization.
Cetera Financial Group Creates DOL DynamIQs Platform to Support Delivery of Exceptional DOL-Compliant Client Service by Financial Advisors
Cetera announces the launch of DOL DynamIQs™, a comprehensive suite of integrated tools and resources designed to enable financial advisors to prepare for the Department of Labor’s recently released fiduciary rule, and thrive in the new regulatory environment it has created.
Cetera Financial Group and Cetera Advisor Networks Announce Recruitment of Empire Asset Management Group to Broker-Dealer and Corporate RIA Platforms
Cetera announced today that Cetera Advisor Networks, one of its member firms, has recruited Empire Asset Management Group ("Empire"), an independent financial advisory practice with approximately $200 million in advisory and brokerage client assets, to its platform.
RCS Capital Corporation Provides Update on Ongoing Initiatives to Transform to Cetera-Only Independent Retail Business
RCS Capital Corporation announces that, as part of its previously announced plan to transform to a Cetera-only independent retail business, certain of the Company’s holding companies of the Company’s broker-dealers, as well as certain other guarantors of the Company’s First and Second Lien debt, have filed a pre-packaged plan of reorganization under Chapter 11 with the United States Bankruptcy Court for the District of Delaware.
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