Insured Deposit Sweep Account

The Insured Deposit Sweep Account is an excellent complement to your investment account with Cetera Advisor Networks LLC. It allows you to protect your cash balances while still linking your FDIC-insured holdings with your investment account for more control and simplified management of your money. Select Insured Deposit Sweep Account as your sweep option, and available cash balances will be deposited into an interest-bearing, FDIC-insured deposit account at one or more financial institutions.

INSURED DEPOSIT SWEEP ACCOUNT DISCLOSURE STATEMENT

INTEREST RATE: 0.58% (As of August 1, 2018)

Monthly per account fee*: $13.13

*Fee anticipated to be paid by financial institutions

LIST OF PARTICIPATING FINANCIAL INSTITUTIONS

  1. Associated Bank, Green Bay, WI
  2. Bank of China, New York, NY
  3. Bank Hapoalim, New York, NY
  4. Branch Bank & Trust, Lumberton, NC
  5. Citibank, Sioux Falls, SD
  6. Citizens Bank, Providence, RI
  7. Compass Bank, Birmingham, AL
  8. East West Bank, Pasadena, CA
  9. Evolve Bank & Trust, West Memphis, AR
  10. First Guaranty Bank, Hammond, LA
  11. Flushing Savings Bank, Lake Success, NY
  1. Israel Discount Bank, New York, NY
  2. Morris Bank, Dublin, GA
  3. New York Community Bank, Westbury, NY
  4. Plains Capital Bank, Dallas, TX
  5. Quontic Bank, Astoria, NY
  6. Simmons First Bank, Pine Bluff, AR
  7. Southwest Bank, Fort Worth, TX
  8. Tristate Capital, Pittsburgh, PA
  9. United Bank, Glastonbury, CT
  10. Valley National Bank, Passaic, NJ
  11. WEX Bank, Midvale, UT
INSURED DEPOSIT SWEEP ACCOUNT ACKNOWLEDGEMENT & EXEMPTION NOTICE