To You, the Clients of Our Advisors

Although we directly serve your financial advisor, all our market research, industry insight, product due diligence, and advanced technology are ultimately focused on you, the client, and the loved ones you are investing for. And we never forget that.

Welcome

YOU’RE WORKING WITH ONE OF THE BEST ADVISORS IN THE BUSINESS

You deserve the confidence that comes from working with a trusted financial advisor. And you are. We know because we deliver the resources your advisor needs to best serve you. Drawing on our technology, research and culture of risk management, your advisor is free to choose investments that represent legitimate opportunities for you, are based on well-understood economic models, and carry strong economic merit within the current market.

How we support your advisor

Financial Solutions

Our diverse offerings help your advisor select those that best suit your needs.

Network of Support & Services

Our services allow your advisor to focus more on your financial goals.

Investment Protection

Our regulatory supervision, guidance and training focus on protecting you and your investments.

Tools & Technology

Our tools enable your advisor to build your wealth and plan your legacy.

Access Your Account

Access your account statements, consolidated portfolio and market data through NetXInvestor.


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Meet The Cetera Advisor Networks Executive Team

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Douglas S. King
President and Chief Executive Officer
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Bryan Jacobsen
Chief Compliance Officer
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Craig Markham
Senior Vice President of Advisor Relations
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Timothy P. Stone
Vice President and Head of Supervision
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Thomas B. Taylor
Senior Vice President and Chief Operating Officer

Meet The Tower Square Research Team

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CRAIG E. COLUMBUS
President
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JEFFREY J. MINDLIN, CFA
Executive Director & Co-Chief Investment Officer
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Gene Goldman
Co-Chief Investment Officer & Director of Research
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LON J. GERBER
Chief Financial Officer
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BARTON T. LIRO
Investment Director
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BRIAN D. WRIGHT, CFA
Senior Portfolio Manager
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COLLIN MARTIN, CFA
Portfolio Manager
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SUEHYUN KIM
Investment Research Director
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HRISTO STEFANOV, CFA, CAIA
Investment Research Director
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BRIAN KLIMKE, CFA
Investment Research Director
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RIChard ANDERSON
Investment Research Director

Investor Information and Disclosures

Important Information About Investing

Our Firm

Working With Your Financial Professional

Understanding Your Investment Risks

The Cetera Advisor Networks Advantage

FINRA Rules 2090 & 2111

Important Disclosures

Cetera Advisor Networks Privacy Policy

Cetera Advisor Networks Website Privacy Policy

Cetera Advisor Networks Compensation

Retirement Partners

529 Plan Disclosure

Insurance Agency Compensation

Strategic Partners

FLEXINSURED ACCOUNT®

Cetera Advisor Networks Business Continuity Plan Summary

Internet Security Statement

Cetera Investment Services Custody Services

Cetera Advisor Networks ADV 2A

Cetera Advisor Networks Sweep Program

Cetera Advisor Networks is an independent broker-dealer that was founded in 1983 as Financial Network Investment Corporation, a pioneer on the emergent independent-contractor broker-dealer scene. It was built on the belief that financial advisors could enjoy even greater success by joining high-performance teams offering local support and guidance, while sharing best practices across a nationwide network. From that belief, the firm's hallmark regional model was born – a model that built the firm into one of the nation's largest and most successful independent broker-dealers.