To You, the Clients of Our Advisors

Although we directly serve your financial advisor, all our market research, industry insight, product due diligence, and advanced technology are ultimately focused on you, the client, and the loved ones you are investing for. And we never forget that.



You deserve the confidence that comes from working with a trusted financial advisor. And you are. We know because we deliver the resources your advisor needs to best serve you. Drawing on our technology, research and culture of risk management, your advisor is free to choose investments that represent legitimate opportunities for you, are based on well-understood economic models, and carry strong economic merit within the current market.

How we support your advisor

Financial Solutions

Our diverse offerings help your advisor select those that best suit your needs.

Network of Support & Services

Our services allow your advisor to focus more on your financial goals.

Investment Protection

Our regulatory supervision, guidance and training focus on protecting you and your investments.

Tools & Technology

Our tools enable your advisor to build your wealth and plan your legacy.

Access Your Account

Access your account statements, consolidated portfolio and market data through NetXInvestor.

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Meet The Cetera Advisor Networks Executive Team

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Thomas Taylor
President and Chief Executive Officer
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Craig Markham
Senior Vice President of Advisor Experience
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Summer Pretzer
Head of Supervision
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Timothy P. Stone
Chief Operating Officer
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Patricia R. McCallop
Senior Vice President and Chief Compliance Officer

Meet The Cetera Investment Management Team

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Gene Goldman, CFA
Chief Investment Officer & Director of Research
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Brian Klimke, CFA
Investment Director
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Hristo Stefanov, CFA, CAIA
Investment Director
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Richard Anderson
Investment Director
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Collin Martin, CFA
Senior Investment Analyst
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Vaishali Kothari
Senior Investment Analyst
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Natalia Reshetova
Senior Investment Analyst
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Joseph Corsini
Senior Investment Analyst
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​Shannon Otterbeck
Director, Research Strategy and Development
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Edgar "EJ" Vicente

Investor Information and Disclosures

Consumer Privacy Notice

Investor Relationship and Investment Information

Our Firm

Working With Your Financial Professional

Understanding Your Investment Risks

The Cetera Advisor Networks Advantage

Important Disclosures

Cetera Advisor Networks Compensation

Retirement Partners

529 Plan Disclosure

Insurance Agency Compensation

Strategic Partners


Insured Deposit Sweep Account

Cetera Advisor Networks Business Continuity Plan Summary

Internet Security Statement

Cetera Investment Services Custody Services

Cetera Advisor Networks ADV 2A

Cetera Advisor Networks Sweep Program

Summit Financial Group ADV Part 2A

Summit Financial Group ADV Part 2A Appendix 1 Wrap Fee Program Brochure

Things to Consider Before Making an IRA Rollover Brochure

Pershing Brokerage-Related Charges and Fees

Cetera Advisor Networks is an independent broker-dealer that was founded in 1983 as Financial Network Investment Corporation, a pioneer on the emergent independent-contractor broker-dealer scene. It was built on the belief that financial advisors could enjoy even greater success by joining high-performance teams offering local support and guidance, while sharing best practices across a nationwide network. From that belief, the firm's hallmark regional model was born – a model that built the firm into one of the nation's largest and most successful independent broker-dealers.

Securities and advisory services offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and registered investment adviser. Advisory services may only be offered by investment adviser representatives in conjunction with the firm advisory services agreement and disclosure brochure as provided. Cetera is under separate ownership from any other named entity. Investments are: • Not FDIC/NCUSIF insured • May lose value • Not financial institution guaranteed • Not a deposit • Not insured by any federal government agency